Institutional / Securities
Esperanza Fintech (Securities) Limited
The investment-management company behind Esperanza's tokenised fund activity.
Read the frameworkAt a glance
A named manager behind the investment.
The public record identifies SFC CE BAO325 and Type 4 and Type 9 regulated activities. Investment products are accessed by eligible participants under their particular fund and offering documents.
01 / Company record
Securities and asset management.
The scope of a product must be read with the company's current permissions.
Defined roles.
Identifiable responsibilities.
Esperanza Fintech (Securities) Limited
- Legal name
- Esperanza Fintech (Securities) Limited
- SFC reference
- CE BAO325
- Publicly identified activities
- Type 4: advising on securities. Type 9: asset management.
02 / In practice
Fund structures for live entertainment.
Ogier's February 2026 transaction record describes a Cayman Islands fund structure managed by the company for tokenised live-entertainment investment interests.
03 / Product questions
The fund documents define your rights.
Review the manager, legal vehicle, investment strategy, fees, risks, distribution rules and transfer conditions. A licence does not guarantee investment performance.
investment tokens
Esperanza's Investment Token products are provided through Esperanza Fintech (Securities) Limited, a SFC licensed fund manager (licence no. BAO325). The issuance of Investment Tokens is subject to SFC's permission.
What is Investment Token and STO ?
Investment Tokens are fundamentally traditional securities with a tokenization wrapper, therefore, the existing legal and regulatory requirements governing the traditional securities markets continue to apply to Tokenised Securities. In particular, offerings of Investment Tokens (also known as STO) would be subject to the prospectus regime under the Companies (Winding up and Miscellaneous Provisions) Ordinance and the offers of investments regime under Part IV of the Securities and Futures Ordinance in Hong Kong.
Conduct in the distribution of or advising on Investment Token, management of Investment Token in the form of tokenised funds, management of funds investing in Investment Token and over-the-counter transactions of Investment Token on espetopia Platform are also governed by existing conduct requirements for securities-related activities in Hong Kong.
Investment Token Offering (STO) is a capital raising channel subject to oversight by the Securities and Futures Commission of Hong Kong (SFC). In Esperanza, the holders of Investment Tokens are entitled to economic interests of the special-purpose fund (the "Fund", the issuance vehicle).
How is Investment Token regulated ?
The Investment Tokens offered by Esperanza are designed in tokenised fund structure, which is subject to rules and regulations under the Securities and Futures Ordinance in Hong Kong. Esperanza Fintech (Securities) Limited is the investment manager for all Investment Tokens offered in espetopia Platform, and it is subject to Fund Manager Code of Conduct issued by the SFC.
The offering documents and other disclosures relating to the Investment Tokens are prepared and reviewed by Esperanza-appointed lawyers and auditors.